Exploring Interdisciplinarity

My mother was a fine artist, always painting, sculpting, or making woodcuts. Although she maintained a studio-like setup in our basement, she and her work always seemed to make their way upstairs, giving rise to a world of clutter.

Worse still, as a youngster, I wasn’t sure my mother was presentable: knock on our door and you would fine a handsome women, wearing her red plaid flannel work shirt atop a pair of well-worn jeans, a pencil behind her ear, and the remains of paint and printers ink lodged under her nails. If that wasn’t enough! Just consider what was, perhaps, my most embarrassing moment, when I brought a school friend home for lunch, only to find my mother “cooking” her etchings on the kitchen stove.

I wasn’t sure my mother was presentable. 

Given my mother’s interest in art, one can understand why, as children, we spent a lot of time in museums, as well as browsing through the numerous art books that my mother collected. Whereas most parents spend a lot of time reading to their children, my mother spent much of our quality time sharing her thoughts about paintings and art.

One of these paintings is still vivid in my mind–The World Turned Upside Down, painted by the Dutch Master Jan Steen sometime around 1669. Relating it to my own family life, and envisioning my world falling apart, I was horrified by it, so much so that the painting is still engraved in my memory. Of course, I now know that I needn’t have worried. As with most of Steen’s works, this painting not only characterized daily life in Holland; as importantly, it employed humor and allusions to proverbs, symbols, and myths so as to depict a moral parable. In fact, this particular painting became a trope in Dutch life, as burgers came to describe a lively, untidy home–such as the one I had been raised in–as a “Jan Steen Household.”  Still very young at the time, I was too innocent to appreciate the duality in Steen’s painting: I saw the chaos, but I failed to see the spirited activities that gave rise to it.

Revived during times of trial, this schematic of the world teetering on the edge of chaos has endured for centuries. Not surprisingly, it accompanied the revolutionary era, appearing first in England and then in the United States. (See Chris Hill, The World Turned Upside Down; radial ideas during the english revolution, Penguin Books 1991.) In 1643, for example, a broadside first published the English ballad The World Turned Upside Down, whereafter it was sung as a protest against Parliamentary policies, which sought to outlaw traditional Christmas Celebrations. Rumor has it, moreover, that American troops also played this tune during the American Revolution, when General Cornwallis surrendered to George Washington at Yorktown in 1781. Most recently, the author/journalist Melanie Phillips has borrowed on this theme, attributing todays absurdities–such as climate change, the war in Iraq, fraud, bank failures, etc.–to a world run amok. According to her, science has been overturned by ideology.

Having become far more cosmopolitan over the years, I can now see the world in complex terms. What to earlier generations was considered a world upside down, now looks to me like a phase transition. Fortunately, for me, growing up in a bohemian household has helped me to deal with ambiguity, such as is depicted in the paintings and tropes I have mentioned. Better still–although there is no paint or printers ink under my nails–the way of life I learned from my mother has prepared me to follow in her footsteps, and enjoy complexity to the fullest.

On Technorati: artists, Battle of Yorktown, childhood, Christopher Hill, diggers, English Revolution, Jan Steen, Jan Steen household, Melanie Phillips, most embarrassing moments, my mother, Network Economy Class, Pieter Breughel the younger, The World Turned Upside Down

I had never heard of Springfield, Colorado before. Springfield, Illinois: Yes. Springfield, Missouri: Yes. But Springfield, Colorado: Never. Have you? The sad fact is that we should all know about Springfield, Colorado. For Springfield is in the heart of the Dust Bowl. A terrifying, but also encouraging, lesson can be learned here–especially today–as we seek to deal with the recent oil spill off our Gulf Coast.

My introduction to Springfield Colorado proved to be a delightful affair–the wedding of my son Noah Evans to Sarah Moffett, a lovely young woman, who had grown up there.

Tea kettles were boiling; cultural wars raging; and this was Republican territory 

Although my husband Brock and I had already spent some time with Sarah’s parents–Joel and Sheila–as well as many other family members, we left Washington on the weekend of the wedding not knowing what to expect. After all, tea kettles were boiling; cultural wars were raging; and this was Republican territory. Along we came, east coast Democrats, and environmentalists to boot.

We were not the only ones who were somewhat tenuous about our final destination. Driving five hours from Denver, my husband stopped to ask a policeman for directions to Springfield. How were we to interpret his answer? The policeman had never heard of Springfield before! En route to the wedding from New Jersey, my son Stephen got similar vibes when the car rental representative at the airport advised him that there were far better places to visit in Colorado than Springfield.

And to be sure, from the perspective of a New Jersey girl, Springfield appeared somewhat stark, to say the least. Much of it seemed to live in the past. With many storefronts boarded up, there was not much to see. So, even arriving late at night, along a barren truck route that suddenly turned into Main Street, we found our destination–The Starlight Motel–straight away.

 A morning hike to, and exploration of, Picture Canyon provided a glimpse of the panoramic grasslands that make up part of the United States’ Eastern Plains. Accompanied by lots of wind and tumble weed, we climbed the rocks and eyed the delicate wildflowers pushing through the dry ground.

In Springfield, the ebullience and generosity of the Moffett clan pervaded the atmosphere, as we all gathered together in the backyard to witness the wedding of Sarah and Noah. A wonderful reception followed. Everyone–family, friends, young and old–pitched in. How else, one might ask, would it be possible to transform a large farm structure, on the family’s ranch property, into an elegant wedding ballroom, with delicious home-made food for all, where East met West, Red met Blue, and some–I am told–danced till three.

Back home, recovering from bronchitis (altitude + grasslands!), I sought to find out more about Springfield, Colorado, and its history as part of the Dust Bowl. Everyone recommended that I read The Worst Hard Times by Timothy Eagan. I am so glad I did! However, the book, which described how the people of the Plains not only helped to cause the great Dust Bowl, but also managed to survive it, haunts me still.  Now I understand, at a far greater depth, the long, lonely horizon that I saw on encountering Springfield. But I take hope knowing that the young people I met at the wedding are starting out with hopes anew, even as Sarah’s father, Joel, is working for the National Resources Conservation Service (established by President Roosevelt to deal with the crisis of the Thirties) to help restore and preserve the landscape’s future.  Perhaps there is hope for the Gulf as well.

On Technorati: Colorado, Dust Bowl, Gulf Coast oil spill, National Resources Conservation Service, Red States/Blue States, Sarah Moffett and Noah Evans, Springfield, Tea Party, The Worst Hard Times, Timothy Eagan, wedding bells

When I was a child, my father used to warn me about excessive desires. It’s paradoxical, he said. But sometimes, when you obsess about a goal, you can undermine your chances of achieving it. And then my father would tell me the story of the skates–a story that, some fifty years later, still brought tears to his eyes.

Let me regress. When my father was a boy, a movie experience was a far cry from what it is today. Imagine a world without television, movies on-demand, CDs, NETFLIX, and Utube! Fortunately for my father, there was a local movie house in his hometown, Newark, New Jersey. To attract customers, the theater offered live entertainment along with the film. Even more important, from my father’s point of view, was the prize that the movie house awarded to the patron whose ticket stub had a number matching that on the ticket from a drawing.

The prize my father hankered for was a pair of skates. Daydreaming about them, he could imagine himself wearing those skates and gliding across Hawthorne Lake, the place where his family vacationed in northern New Jersey. (The place where, in fact, he taught me to ice skate many years later). The day finally came when the prize was a pair of skates. On hearing the news, my father dashed to the movie theater, perhaps not even knowing what film was being featured. Full of anticipation, he was primed in his seat, clutching his ticket stub and paying little attention to the action on the screen. Finally the show was over, and the drawing about to begin. My father sat forward in his seat, certain that his lucky day had arrived.

My father sat forward in his seat, certain that his lucky day had arrived.

Then the number was called out, and–believe it or not–it was his! He raced to the stage, grasping the ticket in his hand. But, when the manager of the theater inspected the ticket, he stood dumbfounded: there is no number on this ticket, he said. So preoccupied had my father been with winning, he inadvertently rubbed off the ticket number as he squirmed restlessly in his chair. That night, my father went home crestfallen, and without skates.

My father’s story came to mind the other day, when I opened my weblog, only to find a major mishap. All of the comments on my blog posts had disappeared–even the ones I treasured most, ie. those from the Provost. In fact, much to my horror, I realized that the comments had been PERMANENTLY DELETED. How could this happen? I soon found out. As was the case with my father’s skates–it had to do with excess zeal. While I love getting comments, I hate getting spam. Yet, everyday, like clockwork, I find entries from the same annoying spammers, who go by such names of Heel, Dominic, Jane, Hero, Bill, etc. Arg**/# So I went on a rampage, and tried to wipe them out. Unfortunately, there was collateral damage, and along with the spam, I destroyed all my comments. My apologies to all who took the time and thought to provide me this feedback.

My father was right–we are subject to unforeseen consequences when we focus too intensely on the main ball. Life is complex, so we need to look at the ball in context. Hmm. Isn’t that what I teach in my classes?

On Technorati: lessons from time, self full filling prophecies, the main ball, zeal

Students in my Networks and the Creative Process class have been thinking about what constitutes the most appropriate network architecture for fostering creativity. Following the work of Grannovetter, Strogatz, Watts, and Burt, as well as others, who advocate a small world network, we have been comparing various contextual architectures to each other as well as to that of a small world.

students compared the architecture of a city to that of the brain.

For example, in our last blogging assignment, students compared the architecture of a city to that of the brain, commenting in each case on how the architecture influences creativity. An interesting exercise, to be sure!

Perhaps I should say a word about small worlds, and why their architectures are assumed to facilitate creativity or–as Ron Burt would say–good ideas. Small world networks are characterized by dense clusters (comprised of close associations, or strong ties) that are linked to other clusters within a network by weak ties (or loosely coupled relationships). According to the theory, dense relationships within the clusters give rise to trust and collaboration, which enable collective action, thereby allowing members to more easily execute tasks.

However, ideas within a cluster tend to become old hat–that is, because members are so closely associated, they tend to reinforce old ways of thinking and discourage new ideas. To garner new ideas and be creative requires outreach, based on weak ties, and the brokering of ideas across clusters.

At first glance, universities appear to be small worlds.

How does this idea apply to university settings? At first glance, one might assume that universities are ideal small worlds. Indeed, divided up into departments that are grounded in disciplinary practices and domains, the university is constituted of relatively independent departmental clusters, which are linked only indirectly through structurally equivalent ties to the university administration–an organizational paradigm that dates back to the post civil-war research university (Clark Kerr).

Although universities have long clung to their autonomy and independence from outside influences, of late, growing economic pressures have led them to reach out to their larger socioeconomic environment for financial support through grants, alliances, joint ventures, and patent pools. These outreach efforts have not only been favored by Government but also supported through legislation, which allows faculty members to claim proprietary rights over research sponsored by public funds. As Henry Etzkowitz has described it in his book The Triple Helix, the university is evolving from an ivory tower to an entrepreneurial paradigm.

As the university, as a whole, has reached outward, how have the local clusters–the disciplinary departments–fared? It is here that one might raise a red flag.

Recall that for small networks to encourage creativity, outreach is not enough. External exploration requires in-group exploitation, a point that Robert Axelrod makes in his book Harnessing Complexity. However, a search of the university literature yields sparse evidence that external ideas are being capitalized upon collectively among departmental faculty.

..the overall departmental learning (and the knowledge base of the university as a whole) will likely stagnate.

To the contrary, the modus operandi within academic departments appear to be based not on collaboration but rather on competition–competition for salaries, for grants and funding as well as for peer recognition. Hence, the overall departmental learning (and the knowledge base of the university as a whole) will likely stagnate over the long term. To boot, as Carl A. Raschke has noted, new technologies will exacerbate this situation, serving to fray the ties both within the university community as well as those directed outside.

For a preview of the future, one need only consult M. Mitchell Waldrops’ book, Complexity: The Emerging Science at the Edge of Order and Chaos. In it Waldrop describes how individual scholars, who were in many cases at odds with their disciplinary departments, came together in a very synergistic fashion at the Santa Fe Institute to create the New Science of Complexity. To achieve these kind of synergies, universities might have to consider making some architectural changes to their small worlds.

On Technorati: Clark Kerr, complexity science, Duncan Watts, Harnessing Complexity, Henry Etzkowitz, Mark Grannoveter, Mitchell Waldrop, Robert Axelrod, Ron Burt, small world networks, Steven Strogatz

 Its me again, Sparky. Sorry for the interruption, but I need to reach out. It’s the snow. I have been going stir crazy. Even with their cars buried under three feet of snow, humans have many ways to reach out. They have landline and wireless telephones. They have computers, and email, and Facebook and twitter, not to mention TV sets and DVD players  And so I lament.   The only way that I can communicate with the outside world is to perch on my couch, straining my eyes as I try to peer out  the window, which these days is covered with snowflakes cast by the wind.

Early in the morning, the day of the first snow, I pushed my nose against my ‘doggie door.’ Nothing moved. So I pushed with my head. But again it wouldn’t budge. So I waited patiently until my Master came downstairs and tried his hand at opening the backdoor leading out to the deck. He pushed and pushed, but it gave way only a few inches. I could hardly believe my eyes. The snow, which was flush with the door frame, rose up about three feet, if not more. From my lowly perspective, all I could see was the sky!

I suspect that this is what a bear experiences when he comes out of hibernation. Assessing the situation, he looks around, sees piles and piles of snow, and then returns inside. This is, of course, a reasonable strategy. But need I remind you, I am not a bear. Oh, I may be cuddly, and my fur is thick and silky black. But while a bear sleeps, I have work to do. For example, my job is to keep tabs on the local neighborhood, watching people go by, determining who is a friend or foe, and–of course–barking when I deem it appropriate. When on a walk, I also parole a much larger area, first checking the bushes and fire hydrants for pungent messages left by my friends and enemies, and then leaving my own mark to bound my territory. This signaling system can get quite complex, as my mistress would say. Of course, my favorite task is barking ferociously at the mailman until he drops his ‘loot,’ and I chase him away. Unfortunately, the postal service–not withstanding its motto: in all kinds of weather–failed us, as did the garbage men, during the Big Snow, or as President Obama said, “snowmaggedon.”.

Our social life only recommenced with the shoveling of snow. Having overcome their awe at the situation, all of the neighbors, and of course their dogs, converged in our street to shovel the snow, and clear a path for cars and pedestrians alike. I finally got to engage with my friends Carla and Roxy, who live across the street. With the streets passable, we could take our walks again. But it wasn’t quite the same.

Walking through a narrow passage way, with the snow on the side piled many feet high, I could smell the dogs across the street–especially my nemesis, the chocolate poodle named Bosco–but I could not see him much less growl at him. But the more fundamental problem was: ‘how to do my duty,’ The snow was like quick sand; when I climbed up on top of it, I sank down almost above my shoulders, and when my mistress came to my rescue, she fell in too.

Notwithstanding all of the communication technology in our house, I have come to think my Mistress also found our imposed enclosure somewhat stressful. In particular, I think that she is missing her classes. While she often tells me to “stay, sit, and come”, she rarely lectures me about intellectual matters. These days, however, as she walks with me through the snow, she tells me about the ‘social capital,’ that is being developed as neighbors join together to shovel. Noting the people who don’t shovel their walks, but who shovel out their cars, she references Langdon Winner‘s account in the Whale and the Reactor of how the pedestrian and the auto driver perceive the world differently. As we slip and slide across the ice, she asks me what Langdon Winner might say about people who fail to shovel their sidewalks. And of course, as we meander in and out of the snowbanks, looking for a crossway, she talks about the importance of architecture and how the snow has restructured our interactions.

Yesterday, we saw the ground. Hope springs eternal, as they say.

On Technorati: A dog's life, Langdon Winner, social capital, the big snow, The Whale and the Reactor

Believe me! Never in my life have I had to turn so much to my muse– my ever faithful dog, Sparky. The reason for seeking his inspiration on this occasion was my decision to teach a new course on Networks and the Creative Process.

As in all creative efforts (Austin 2003), this decision was, to a large degree, a matter of chance.  Initially, I had planned to teach a course on networks and cooperation–a topic that, with hindsight, seems relatively bland. However, flying home from a trip to Utah, I began reading Keith Sawyers insightful book Explaining Creativity: The Science of Human Innovation. Deflating prevailing myths that circumscribe present-day thinking about creativity, Sawyer lays out the case for viewing creativity as an emergent, collaborative process, in which the whole is far greater than the sum of the parts.

My heart raced, as thoughts of complexity, networks, and emergent processes came to mind.

Reading Sawyer’s book, I was enthralled. My heart raced, as thoughts of complexity, networks, and emergent processes came to mind. I intuitively knew that a course on creativity would bring all my interests together in the context of complexity science. However, gut feelings aside, I knew very little about the subject of creativity. Nonetheless, I eagerly signed up to teach the course.

Operating in the dark, I delved into whatever literature I could find, contributing significantly–I think–to Amazon’s profit margin. There I sat, in my office chair, piles of books strewn all around me, in the vain hope that I might absorb some of the content through osmosis. To no avail! So I began to read, and read and read–books about neuroscience, personality disorders, flow, improvisation, serendipity, audience reactions, the new, creative economy, Florence and the Di Medici, and more.

Digesting all of this reading, I learned that creativity required passion and hard work in mastering a field; an open mind able to tolerate ambiguity; a willingness to take on risk, and to persist, even as an outsider; curiosity when confronted with anomalies; as well as flexibility to capture the opportunities afforded by chance and serendipity. And so, inspired by this charge, I moved on. . .

When the time came for me to put together the syllabus, I had a skeleton of an idea. Building on the work of Sawyer and his mentor Mihaly Csikszentmihali, I looked at creativity as an ongoing, iterative process in which the creator is but a single element within a larger system, which includes the creator, a field, and an authoritative domain. My hope, however, is to go beyond Csikszentmihali’s characterization of a system, and to flesh out each element–beginning with the brain and extending outward to the cultural arena–showing how each element is itself a complex system, nested and linked within a larger complex system.

My syllabus is, however, a working document at best. It serves, merely, as a starting point and set of guidelines for a classroom improvisation. My students are highly creative, each in their own ways. They not only bring their own diverse experiences to class; they also actively participate in developing the evolving narrative. Truly, the whole is greater than the sum of the parts. Or so says my dog Sparky!

On Technorati: complexity, creativity, Csikzentmihali, James A. Austin, Keith R. Sawyer, the muse

Having made our New Year’s resolutions, my husband and I sat down to our New Year’s breakfast–eggs benedict–which Brock had specially prepared for the occasion.We held up our glasses, filled with champagne, and toasted the New Year: “Welcome Yule.”

While this is an annual event for us, I was struck on this occasion by the passage of time.

I was struck by the passage of time. 

The old song, “
Ring Out the Old, Ring in the New,” came to mind, and hearing the words resound in my brain, I was taken aback. The tune goes like this:

Ring out the old, ring in the new,
Ring, happy bells, across the snow;
The year is going, let him go;
Ring out the false, ring in the true.

Perhaps my surprise reflected my feelings about aging and the totality of life. For unlike Father Time, I am not prepared at my ripening age to take my leave as yet .  In this, I am reminded of my mother who–especially as she got older–would recite Lewis Carroll’s poem from Alice in Wonderland, “You Are Old Father Williams.”, as if to mock her fate and give herself permission to simply be herself.  As each day passes, I come to appreciate the poem’s significance–as well as my mother–more and more.

You are old, Father William’, the young man said,
   ‘And your hair has become very white;
And yet you incessantly stand on your head –
   Do you think, at your age, it is right?’

‘In my youth’, Father William replied to his son,
   ‘I feared it might injure the brain;
But, now that I’m perfectly sure I have none,
   Why, I do it again and again.

Nonsense poems are no longer in vogue. So I wonder, what might my mother say, were she here today. How would she phrase her pleasure in being alive.? Assuming that she had read all about complex systems, she might have taken great pleasure referencing all the non-linearities that such systems afford. As well, she might have pointed to the works of Brian Arthur and Stuart Kauffman, recalling that life is full of synergies and increasing returns, And, of course, she would have mentioned fat tails–that is to say how the richer get richer, and the elders have more fun!

So before lifting my glass and having another sip of champagne, I will take a brief respite. The first thing I will do is to stand on my head. Then I will ride down the fat tail slide. Want to come along? All Aboard!

On Technorati: aging, Btian Arthur, complexity science, fat tails, increasing returns, Lewis Carroll, network economics, network externalities, New Years, nonlinearity, You Are Old Father Williams

It has been more than three weeks since I wrote my last blog. You might wonder, where have I been. Let’s just say I’ve been “missing in action.” As my academic colleagues might concur, the long anticipated break between semesters can easily be winnowed away by the need to tie up loose ends–papers to be graded, theses to be presented, student recommendations to be crafted, and (as is the case for me this year) a new spring course to be designed. Somehow I squeeze in holiday concerts and get-togethers, sending out Christmas cards, a long postponed visit to the dentist, and–on no, not again so soon–jury duty. Thank goodness for on-line shopping and shipping; what did I ever do before?

Let’s just say I’ve been missing in action.

Hmm…. Looking back–many years now–I am reminded just how chaotic the pre-Christmas season has always been. As a graduate student at Columbia University, for example, I viewed the Christmas break as a time to complete those last, nagging term papers. Late Christmas Eve day, I would pack my books, and race from my apartment on 113th Street down to Fifth Avenue, where the stores were all decked out in their dazzling holiday fare. Inside Bergdof Goodman‘s, I was one of the few, remaining customers, scurrying from aisle to isle to take advantage of last minute sales.

Loaded up with presents for all, I must have looked like a very disheveled Santa Claus, as I traipsed to Penn Station and the train for home, where my mother and father–along with our traditional Christmas Eve spaghetti dinner–were awaiting me. Unloading my baggage with a sigh of relief, and settling in for an evening with my parents, dining on wine and pasta, I knew the holidays had really begun.

Going home for the holidays became, for me, a yearly event, that is, until 22 years ago, when my mother died–believe it or not, on Christmas Eve. (One might say, she knew how to make an exit!) But some holiday occasions and trips home were more memorable than others.

I vividly recall, for example, the ride home on Christmas Eve, when my son Stephen was about five years old. It was a cold night, with snow and sleet intermittently falling as we made our way to the 168th street bus terminal–a dingy, dirty place that reeked of a distinctly unpleasant odor. It was around 6 PM when we boarded the bus to Glen Rock, New Jersey the town where I had spent my teen age years. We were about half way there, when the bus suddenly broke down. The cold wind blew into the bus, as the driver paced in and out, trying to determine the nature of the problem. All the while the little heat that was left in the bus began to dissipate. Looking for a way to entertain my son during this unfortunate hiatus, I pulled out a book. It was Farley Mowat‘s The Boat Who Wouldn’t Float, an uproarious and often touching account of the author’s valiant–but more often than not unsuccessful– efforts to refurbish a boat and sail it from the shores of Newfoundland to Montreal.

Ignoring the ironic parallels between the book’s plot and our own situation, I began to read. I had heard that Mowat’s stories appealed to both children and adults alike, an observation that certainly proved true in this instance. So compelling was the story, others began to gather round to hear the tale. As the riders became engaged not only in the story, but also with each other, time flew by. We quickly forgot about the chill, and long before I had finished reading, a new transit bus came to our rescue. Luckily we arrived home in time for dinner. Relaxing afterwards, I reflected on what a warm and heartfelt Christmas Eve it had been indeed.

This year was no different, except that instead of visiting my parents in Glen Rock, we spent time with my son Steve, his wife Haley, and my two grandkids, Ben and Sophie, at their home in Millburn New Jersey. Hoping to arrive in time for Christmas Eve dinner, provided this time by my sister Anne, we calculated for traffic and set out early that morning–my husband Brock, my dog Sparky, and me. However, we could never–in our furthest imagination–have anticipated the traffic situation on the New Jersey Turnpike. It was bumper to bumper all the way, with cars creeping along in tandem much as slime mold moves across the forest floor. With cars climbing up our tail, and our dog breathing down our necks, we tried to make the best of the situation.

With cars climbing up our tail, and our dogs breathing down our necks, we tried to make the best of the situation.

So, having chattered about every subject under the sun, we pulled out and played our tapes of the Christmas Revels. Reminiscing about each delightful production, we suddenly found ourselves in Millburn, where we enjoyed what my husband Brock describes as a Norman Rockwell Christmas.

Perhaps it is only normal that my memories of Christmas Past should focus in part on the journey home. After all, as it is written, the first Christmas entailed Mary and Joseph’s difficult journey to Joseph’s birthplace in Bethlehem, as well as the three wise men’s arduous travels, following the star, to find them there. So, looking back, and keeping the Christmas story in mind, I suspect that all that hustle and bustle entailed in preparing for and journeying home for the holidays, not only enhances the value of achieving the end goal–if only a spaghetti dinner; sometimes, it can have its own inadvertent rewards.

With that said, I wish you many delightful journeys in the New Year!

On Technorati: Bergdorf Goodman, children and grandchildren, Christmas dinner, family, Farley Mowat, Glen Rock New Jersey, holiday season, Millburn, New Jersey, New Jersey Turnpike, on-line shopping, The Boat Who Wouldn't Float

Only a few weeks ago, I travelled across the globe from New York to Beijing in half a day. I felt like I was on a magic carpet–here one minute, and there the next. To be sure, this was not the first time I had engaged in flights of fancy. In my childhood, such experiences were commonplace. You see, my home on Lafayette Avenue, in Hawthorne New Jersey, was literally just a hop, skip, and jump from our local library. So it was there that I spent many afternoons, transporting myself to far away places via the books on the library’s shelf.

Three books, in particular, inspired my Wander Lust as well as my life long interest in learning about other cultures. All about China, they included Oil for the Lamps of China by Alice Tibert Holbart, and Pearl S. Buck’s The Good Earth and The Imperial Woman. The latter book, which recounted the story of how a concubine became the Dowager Empress, raised the librarians’ eyebrows, who then reported to my father that I was reading books far too advanced  for my years.

the librarians reported to my father that I was reading books far too advanced for my years. 

But it was not my father who brought an end to my China fantasies. Always supportive of any efforts on my part to learn, my father assured the librarians that I could handle emotionally any book that I could read.  The damper on my literary choices resulted, instead, from the political reaction in the United States to the Yalta Conference, Joseph McCarthy and the Red Scare.  China was no longer an acceptable agenda.

It was only in the late 1980s that I finally got to go to Asia–in this instance to Taiwan. Having recently completed the OTA study, Intellectual Property Rights in an Age of Electronics and Information, I was asked to join a group of lawyers from The Asia Foundation, to speak to the justices of the Taiwanese Supreme Court about intellectual property rights. No matter that OTA’s position was in opposition to those of the other lawyers; for the Agency’s report was, in fact, strongly opposed to copyrighting software. Before taking off, I asked my son what he wanted me to bring home from Taiwan–imagining, of course, some kind of inspiring cultural object. I’d like a counterfeit Rolex watch, he said, in all sincerity. At a loss to explain how this might belie the purpose of my trip, I was resigned to disappointing my 13 year old son.

I’d like a counterfeit Rolex watch, he said, in all sincerity. 

Arriving in Taipei, I was in for a shock. Where was the China of Pearl Buck, I asked myself? Lit up in neon lights, Taipei rustled and bustled like 42nd street. But this was not my only surprise; although I failed to convince my colleagues and the Supreme Court Justices that copyright protection was inappropriate for software, I did achieve my secondary objective. I managed to purchase not one, but two, counterfeit rolex watches–one for my son and one for me! How, you might ask, did this happen? It was out of the blue. Walking back to the hotel one day, a man accosted me: “Lady, do you want to buy a Rolex watch,” he asked? I hesitated in disbelief, but, before I could reply, he gracefully guided me inside a doorway, and then through another, into a room where counterfeit watches, including all the name brands, were neatly laid out, one next to the other, across the entire room. That night our group went out to dinner. To my surprise, we were accompanied by an Asian representative of the US Chamber of Commerce, Worse yet, I was wearing my counterfeit Rolex, and –of all things–he sat right next to me. I managed to eat my dinner with my right hand and the watch hidden in my lap, while keeping a conversation going, even as my food spattered every which way. The axiom is true; Crime doesn’t pay.

Years after my Rolex had petered out, I had the good fortune to return to China, this time to speak to the Global Forum, on the subject of the digital divide. My colleague and friend Tonya accompanied me. We both were eager to wander the streets and engage directly in the local life. And so we did, far more than we had anticipated. One evening, we went for a stroll in search of a ‘bar’ where we might get a beer. As we sat there, drinking our beers, we noticed that most of the clients were male.

“Sorry, no money, no honey.” 

Naive as we were, we did not realize that we were in a red light enterprise until one of the bar maids, who had been playing cards with a young man across the bar, told him most emphatically: “Sorry, no money, no honey.” Not long after, Tonya and I strolled back to our hotel, but not before we got a photo of the bar door, a signal we had missed when entering, in our eagerness to find a bar. So much for local culture.

Three weeks ago I returned to China; this time to Beijing to make a presentation on the challenges of global standard setting. Fortunately, I was able to mix business and pleasure–for my student Ming, who had taken a semester off, met me at the airport, and guided me around the city, chatting all the while, to places and back streets I might never have otherwise seen. But best of all was the evening I spent with Ming’s  family, which was–to say the least–true quality time.  After so many years, I was grateful to engage in an authentic and intense dialogue with a real Chinese family, each member so delightful and fascinating.   It was a dialogue that I hope will go on for many years to come. As you might imagine, after such a special time, there were tears in our eyes when we said goodbye.

Flying home I reflected on my life-long fascination with China. As I visit China, and engage with my Chinese students, I am struck by the many similarities among our peoples. Pearl Buck seems but a shadow in the past. Could it be that it is the remembrance of me, at age 11, sitting on the floor in the library on Lafayette Avenue in Hawthorne New Jersey, the tantalizing books arrayed on the shelves above, that is today what is so long ago and far away.

On Technorati: air travel, China, Hawthorne, intellectual property rights, Joseph McCarthy, New Jersey, Oil for the Lamps of China, Pearl Buck, public libraries, Red Scare, Taiwan, The Asia Foundation, The Good Earth, The Imperial Women, Yalta

Why do I need to learn theory? I want to be a practitioner. So said one of my students in my class on Networks and International Development. A good question, to be sure, and one which–as I could tell by their nodding faces– many of my other students were pondering as well.

Why do I need to learn theory? I want to be a practitioner. A good question to be sure! 

My first response was to draw upon James Rosenau, and his eloquent justification of theory, provided in the introduction to his book, The Scientific Study of Foreign Policy (1989). As in my case, questioning students had plucked a chord in him, inspiring Rosenau to spell out the benefits and approaches entailed in employing theory as a basis for studying empirical questions. Rosenau makes, what to me are, two really important points. The first aims to help the student think theoretically: practice going up the ladder of abstraction, he says. Ask yourself what your concern is an instance of. As Rosenau notes, rarely do we become interested in isolated events; more often than not, our puzzles are instances of more generalizable, abstract phenomenon–we just haven’t thought about them this way. The second point is just as inspiring. Theory, says Rosenau, is fun.

I couldn’t agree more. Of course, I am the first to acknowledge that theories are essential as a means of organizing ideas, providing coherence to an argument, and allowing comparisons among diverse situations. But theories are also, and -as importantly–capsules of prior knowledge, a shorthand–if you will–of the wisdom of the ages. Nonetheless, theories are not to be accepted at face value; rather they are to be challenged, from every possible perspective, as in a game of skill.

Theories are to be challenged, as in a game of skill

Hence, I like to think of theories not in terms of their truth, but rather in terms of their potentiality. What do they suggest to me, which I might have overlooked. Just as when I go to a clothing store, and see all of the outfits laid out on a rack, I try theories on for size. Does the dress fit? Does it enhance my looks? Is it consistent with the rest of my wardrobe? If not, I leave it on the rack for someone else to fill it out.

I wonder, in fact, what would I do without theory. For example, tomorrow I leave for Beijing to deliver a presentation on Standard Setting: Meeting the Global Challenge, at a conference sponsored by the National Bureau of Asian Research. While I started out with a general idea for the presentation, I was struggling with the question of how I might apply my analysis to the specific case of China, and–more specifically– to developing an appropriate standards strategy that China might pursue.

As good fortune would have it, our reading for class was Sidney Tarrow‘s New Transnational Activism–the very same book that provoked my student’s question about theory. But, herein was the clue to my puzzle: Tarrow’s theoretical discussion suggested that the architecture of our increasingly international society provides opportunities for newcomers to exercise agency in contexts/interstices that are as yet underdeveloped. Based on my analysis of global standards, and Tarrow’s theory about transnational activism, I could identify–as depicted in the table below– just where the standards opportunities for China might lie.

The pudding, it seems to me, proves the point. Theory can, indeed, serve very practical needs!

On Technorati: China, economic development, global standards, James Rosenau, ladder of abstraction, Tarrow, why theory